How EDA and AI Help TD Securities Enhance Regulatory Reporting Effectiveness

In this talk, Mody will explain how TD Securities’ trade and transaction reporting platform taps into trading activities – trade execution, submission and receipt of ack and nack of the message bus – analyze and gain insights into the trading effectiveness of the bus.

TD is able to understand the trading activity for a day including number of trades executed, number of successful and unsuccessful submissions, and more. By using AI to compare this information with historical data, they can generate alerts if there are deviations from acceptable margins.

TD is leveraging the Solace backbone and its topic to queue mappings, and a combination of open source technologies like the ELK stack and other third party solutions for real-time visualization. Finally, integration with ServiceNow provides alerting that lets their application support team initiate investigations and take corrective actions to ensure stable and secure operations.